Service - It's our number one priority! You
receive:
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Sound, strong long-term portfolio
management services |
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Direct access to
your investment decision maker |
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Regular contact from your investment
manager |
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Reports: whatever you need,
whenever you need it, no charge |
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Access to
account information via the internet |
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Stock
reports for equity purchases and sales in your account. |
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Answers to your questions about
asset allocation, risk tolerance, and investment strategies |
Qualifications - We provide security
that other managers and brokers cannot
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Our firm is registered in New York
State. |
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You may
view our
advisor registration at the Securities and Exchange
Commission web site. Our IARD/CRD number is 111311. |
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Your team
holds the highest professional designations. |
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Doug Lyon,
has an M.B.A. and has earned the CFA
(Chartered Financial Analyst) designation from
The CFA Institute. |
|
Kate Lyon, is a
CERTIFIED FINANCIAL
PLANNER™
professional. |
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We comply with federal Securities
and Exchange Commission (S.E.C.) and ERISA regulations. |
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We are a member of the CFA Institute. |
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We abide by The CFA
Institute's Code of Ethics and Standards of Professional Conduct. |
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We are a member of the CFA Society
of Rochester. |
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We are a member of the FPA (Financial Planning Association). |
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We carry ERISA
bonding insurance for retirement plans. |
Performance - Strong long-term risk-adjusted
returns.
|
Strong
performance |
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Low
volatility |
Lower Fees - Fees can have a big impact on your portfolio
|
You
pay a percent of the assets under management. Our only motivation is to increase the size
of your account. |
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We
do not get paid by commission. |
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You
pay for performance, not trading activity. |
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You
pay no custodial fees. |
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We
have no wrap account fees. |
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There
are no front-end loads, no back-end loads, no 12-B1 fees, and no report charges. |
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Trading
fees are assessed by independent low-cost brokers selected by us for superior execution
and price. |
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